Sean D. Goodman - Dec 2, 2022 Form 4 Insider Report for AMC ENTERTAINMENT HOLDINGS, INC. (AMC)

Role
EVP & CFO
Signature
/s/Edwin F. Gladbach, Attorney-in-Fact
Stock symbol
AMC
Transactions as of
Dec 2, 2022
Transactions value $
$0
Form type
4
Date filed
1/3/2023, 04:04 PM
Previous filing
Aug 22, 2022
Next filing
Jan 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMC Class A Common Stock Options Exercise $0 +33.3K +754.16% $0.00 37.8K Dec 2, 2022 Direct F1
transaction AMC Class A Common Stock Tax liability $0 -15K -39.78% $0.00 22.7K Dec 2, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMC Restricted Stock Units Conversion of derivative security $0 -33.3K -100% $0.00* 0 Dec 2, 2022 Class A Common Stock 33.3K $0.00 Direct F1
transaction AMC Restricted Stock Units Conversion of derivative security $0 -33.3K -100% $0.00* 0 Dec 2, 2022 AMC Preferred Equity Units 33.3K $0.00 Direct F1, F4
transaction AMC AMC Preferred Equity Units Options Exercise $0 +33.3K +754.16% $0.00 37.8K Dec 2, 2022 Class A Common Stock 33.3K $0.00 Direct F1, F4
transaction AMC AMC Preferred Equity Units Tax liability $0 -15K -39.78% $0.00 22.7K Dec 2, 2022 Class A Common Stock 15K $0.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted to the Reporting Person pursuant to the terms of a Restricted Stock Award Agreement dated December 2, 2019 (as amended, the "Award") under the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. The final tranche of the grant vested on the third anniversary of the grant date based upon the Reporting Person's continued employment with the Issuer.
F2 Common Shares and APEUs otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in note 1.
F3 Does not include 22,737 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 221,912 Common Shares and 221,912 APEUs issuable based upon continued service and 221,915 Common Shares and 221,915 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 933,128 equity interests.
F4 Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.