Justin Krause - 19 Sep 2024 Form 4 Insider Report for Sezzle Inc. (SEZL)

Signature
/s/ Brady Duane Kafka, as Attorney-in-Fact
Issuer symbol
SEZL
Transactions as of
19 Sep 2024
Net transactions value
-$148,440
Form type
4
Filing time
23 Sep 2024, 16:06:00 UTC
Previous filing
30 Aug 2024
Next filing
25 Sep 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEZL Common Stock, par value $0.00001 per share Options Exercise $88,560 +1,500 +9.1% $59.04 18,033 19 Sep 2024 Direct
transaction SEZL Common Stock, par value $0.00001 per share Sale $237,000 -1,500 -8.3% $158.00 16,533 19 Sep 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEZL Stock Options Options Exercise $0 -1,500 -30% $0.000000 3,435 19 Sep 2024 Common Stock, par value $0.00001 per share 1,500 $59.04 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).