Justin Krause - Aug 29, 2024 Form 4 Insider Report for Sezzle Inc. (SEZL)

Signature
/s/ Brady Duane Kafka, as Attorney-in-Fact
Stock symbol
SEZL
Transactions as of
Aug 29, 2024
Transactions value $
-$118,440
Form type
4
Date filed
8/30/2024, 04:26 PM
Previous filing
Aug 13, 2024
Next filing
Sep 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEZL Common Stock, par value $0.00001 per share Options Exercise $88.6K +1.5K +9.07% $59.04 18K Aug 29, 2024 Direct
transaction SEZL Common Stock, par value $0.00001 per share Sale -$207K -1.5K -8.32% $138.00 16.5K Aug 29, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEZL Stock Options Options Exercise $0 -1.5K -23.31% $0.00 4.94K Aug 29, 2024 Common Stock, par value $0.00001 per share 1.5K $59.04 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).