Charles Youakim - Jun 15, 2021 Form 4 Insider Report for Sezzle Inc. (SEZL)

Role
Executive Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Brady Duane Kafka, as Attorney-in-Fact
Stock symbol
SEZL
Transactions as of
Jun 15, 2021
Transactions value $
-$11,031
Form type
4
Date filed
2/6/2024, 04:40 PM
Previous filing
Jun 11, 2021
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEZL Common Stock, par value $0.00001 per share Gift $0 -158K -7.11% $0.00 2.06M Jun 15, 2021 Direct F1
transaction SEZL Common Stock, par value $0.00001 per share Gift $0 +158K $0.00 158K Jun 15, 2021 Cerro Gordo LLC F1, F2
transaction SEZL Common Stock, par value $0.00001 per share Tax liability -$11K -123 -0.01% $89.68* 2.06M Dec 15, 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amount reflects the consolidation of the shares of common stock of the issuer upon its 1-for-38 reverse stock split that was effective May 11, 2023 ("Reverse Split").
F2 The reporting person disclaims beneficial ownership of any shares of the issuer held by Cerro Gordo LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. The reporting person has voting and dispositive power over the shares of the issuer held by Cerro Gordo LLC.
F3 On December 15, 2021, 4,658 shares were withheld to satisfy tax obligations upon vesting of restricted stock units at a price of $2.36 per share. The amount and price of this listed transaction have been adjusted to reflect the Reverse Split.