Charles Youakim - 15 Jun 2021 Form 4 Insider Report for Sezzle Inc. (SEZL)

Role
Executive Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Brady Duane Kafka, as Attorney-in-Fact
Issuer symbol
SEZL
Transactions as of
15 Jun 2021
Net transactions value
-$11,031
Form type
4
Filing time
06 Feb 2024, 16:40:35 UTC
Previous filing
11 Jun 2021
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEZL Common Stock, par value $0.00001 per share Gift $0 -157,895 -7.1% $0.000000 2,063,634 15 Jun 2021 Direct F1
transaction SEZL Common Stock, par value $0.00001 per share Gift $0 +157,895 $0.000000 157,895 15 Jun 2021 Cerro Gordo LLC F1, F2
transaction SEZL Common Stock, par value $0.00001 per share Tax liability $11,031 -123 -0.01% $89.68* 2,063,511 15 Dec 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amount reflects the consolidation of the shares of common stock of the issuer upon its 1-for-38 reverse stock split that was effective May 11, 2023 ("Reverse Split").
F2 The reporting person disclaims beneficial ownership of any shares of the issuer held by Cerro Gordo LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. The reporting person has voting and dispositive power over the shares of the issuer held by Cerro Gordo LLC.
F3 On December 15, 2021, 4,658 shares were withheld to satisfy tax obligations upon vesting of restricted stock units at a price of $2.36 per share. The amount and price of this listed transaction have been adjusted to reflect the Reverse Split.