Charles Youakim - Jun 11, 2021 Form 3 Insider Report for Sezzle Inc. (SZL.AX)

Role
Executive Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Don McConnell, as Attorney-in-Fact
Stock symbol
SZL.AX
Transactions as of
Jun 11, 2021
Transactions value $
$0
Form type
3
Date filed
6/11/2021, 05:13 PM
Next filing
Feb 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SZL.AX Common Stock, $.00001 par value 78.8M Jun 11, 2021 Direct F1
holding SZL.AX Common Stock, $.00001 par value 9.55M Jun 11, 2021 By trust for the benefit of family members F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SZL.AX Stock Options Jun 11, 2021 Common Stock 500K $0.84 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 78,806,238 Shares are held directly or through family trusts, these shares are held in escrow until 7/30/2021. Also, includes 13,832 Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.
F2 The reporting person has sole dispositive power.
F3 229,167 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on 7/27/2023. All options are held in escrow until 7/30/2021.

Remarks:

Exhibit 24.1 Power of Attorney attached hereto.