Charles Youakim - 11 Jun 2021 Form 3 Insider Report for Sezzle Inc. (SEZL)

Role
Executive Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Don McConnell, as Attorney-in-Fact
Issuer symbol
SEZL
Transactions as of
11 Jun 2021
Net transactions value
$0
Form type
3
Filing time
11 Jun 2021, 17:13:00 UTC
Next filing
06 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SZL.AX Common Stock, $.00001 par value 78,820,070 11 Jun 2021 Direct F1
holding SZL.AX Common Stock, $.00001 par value 9,553,571 11 Jun 2021 By trust for the benefit of family members F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SZL.AX Stock Options 11 Jun 2021 Common Stock 500,000 $0.8400 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 78,806,238 Shares are held directly or through family trusts, these shares are held in escrow until 7/30/2021. Also, includes 13,832 Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.
F2 The reporting person has sole dispositive power.
F3 229,167 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on 7/27/2023. All options are held in escrow until 7/30/2021.

Remarks:

Exhibit 24.1 Power of Attorney attached hereto.