Larissa Schwartz - Mar 15, 2024 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Legal Officer and Secretary
Signature
/s/ Alan Smith, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Mar 15, 2024
Transactions value $
$0
Form type
4
Date filed
3/19/2024, 05:57 PM
Previous filing
Mar 13, 2024
Next filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Tax liability $0 -4.44K -14.37% $0.00 26.4K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +177 +0.67% $0.00 26.6K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -100 -0.38% $0.00 26.5K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +103 +0.39% $0.00 26.6K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -58 -0.22% $0.00 26.6K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +169 +0.64% $0.00 26.7K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -95 -0.36% $0.00 26.6K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +316 +1.19% $0.00 27K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -177 -0.66% $0.00 26.8K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +109 +0.41% $0.00 26.9K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -55 -0.2% $0.00 26.8K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +4.45K +16.57% $0.00 31.3K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -2.25K -7.2% $0.00 29K Mar 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -177 -49.86% $0.00 178 Mar 15, 2024 Class A Common Stock 177 Direct F1, F2
transaction OKTA Restricted Stock Units Options Exercise $0 -103 -24.82% $0.00 312 Mar 15, 2024 Class A Common Stock 103 Direct F1, F3
transaction OKTA Restricted Stock Units Options Exercise $0 -169 -20.05% $0.00 674 Mar 15, 2024 Class A Common Stock 169 Direct F1, F4
transaction OKTA Restricted Stock Units Options Exercise $0 -316 -12.5% $0.00 2.21K Mar 15, 2024 Class A Common Stock 316 Direct F1, F5
transaction OKTA Restricted Stock Units Options Exercise $0 -109 -11.19% $0.00 865 Mar 15, 2024 Class A Common Stock 109 Direct F1, F6
transaction OKTA Restricted Stock Units Options Exercise $0 -4.45K -11.11% $0.00 35.6K Mar 15, 2024 Class A Common Stock 4.45K Direct F1, F7
holding OKTA Employee Stock Option (Right to Buy) 14.2K Mar 15, 2024 Class B Common Stock 14.2K $8.62 Direct F8
holding OKTA Employee Stock Option (Right to Buy) 9K Mar 15, 2024 Class B Common Stock 9K $8.73 Direct F8
holding OKTA Employee Stock Option (Right to Buy) 5K Mar 15, 2024 Class B Common Stock 5K $11.36 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F3 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8 The shares subject to the option are fully vested and exercisable by the Reporting Person.

Remarks:

Chief Legal Officer and Secretary