Parallel49 Equity, ULC - Dec 4, 2025 Form 4 Insider Report for CPI Card Group Inc. (PMTS)

Role
10%+ Owner
Signature
/s/ Parallel49 Equity, ULC By Nicholas A. Peters, Authorized Individual
Stock symbol
PMTS
Transactions as of
Dec 4, 2025
Transactions value $
-$28,723,017
Form type
4
Date filed
12/12/2025, 06:57 PM
Previous filing
Oct 4, 2024
SEC
View on sec.gov

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Parallel49 Equity, ULC 10%+ Owner 276 EAST DEERPATH ROAD, LAKE FOREST /s/ Parallel49 Equity, ULC By Nicholas A. Peters, Authorized Individual 2025-12-12 0001655148
Tricor Pacific Capital Partners (Fund IV) U.S., LP 10%+ Owner C/O PARALLEL49 EQUITY, 276 EAST DEERPATH ROAD, LAKE FOREST /s/ Tricor Pacific Capital Partners (Fund IV), LP By: Parallel49 Equity, ULC, its General Partner By: Nicholas A Peters, Authorized Individual 2025-12-12 0001655154
Tricor Pacific Capital Partners (Fund IV), LP 10%+ Owner C/O PARALLEL49 EQUITY, 276 EAST DEERPATH ROAD, LAKE FOREST /s/ Tricor Pacific Capital Partners (Fund IV) US, LP By: Parallel49 Equity, ULC, its General Partner By: Nicholas A. Peters, Authorized Individual 2025-12-12 0001655155

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PMTS Common Stock Sale -$28.7M -2.13M -44.16% $13.51 2.69M Dec 4, 2025 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold pursuant to Share Purchase Agreements between Reporting Person and Purchasers dated December 4, 2025.
F2 1,336,922 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 1,690,238 shares of common stock of the Company. 789,134 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 997,683 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner.
F3 Bradley Seaman, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.