Key facts
- This page summarizes Parallel49 Equity, ULC's Form 4 filing for CPI Card Group Inc. (PMTS).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 04 Oct 2024, 19:04.
Parallel49 Equity, ULC - 02 Oct 2024 Form 4 Insider Report for CPI Card Group Inc. (PMTS)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- PMTS
- Reported as of
- 02 Oct 2024
- Net transaction value
- -$28,980,000
- SEC form
- 4
- Accepted by SEC
- 04 Oct 2024, 19:04:10 UTC
- Prior SEC filing
- 15 Jul 2024
- Next SEC filing
- 12 Dec 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Parallel49 Equity, ULC By: Nicholas A. Peters, Authorized Individual
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Parallel49 Equity, ULC filed Form 4 for CPI Card Group Inc. (PMTS) on 04 Oct 2024.
Change
- Previous filing in this sequence was filed on 15 Jul 2024.
- Current net transaction value: -$28,980,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PMTS
transaction
Common Stock
Sale
- Transaction value
- $28,980,000
- Shares
- -1,380,000
- Change %
- -22%
- Price
- $21.00
- Shares after
- 4,813,977
- Date
- 02 Oct 2024
- Ownership
- See footnote
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares were sold pursuant to that certain Underwriting Agreement between Reporting Person and Issuer dated September 30, 2024.
Footnote F2
867,782 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,027,160 shares of common stock of the Company. 512,218 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 1,786,817 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner.
Footnote F3
Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.