Shmuel Rubin - 07 Mar 2025 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role
Chief Executive Officer, Director
Signature
/s/ Natalie King, attorney-in-fact
Issuer symbol
LPTH
Transactions as of
07 Mar 2025
Net transactions value
$0
Form type
4
Filing time
21 Nov 2025, 17:43:39 UTC
Previous filing
25 Feb 2025
Next filing
18 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rubin Shmuel Chief Executive Officer, Director 2603 CHALLENGER TECH COURT, SUITE 100, ORLANDO /s/ Natalie King, attorney-in-fact 21 Nov 2025 0001806183

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPTH Class A common stock Options Exercise +9,529 +3.9% 254,202 20 Nov 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPTH Restricted stock units Award +37,793 37,793 07 Mar 2025 Class A common stock 37,793 Direct F2, F3
transaction LPTH Restricted stock units Award +13,127 13,127 18 Nov 2025 Class A common stock 13,127 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F3 The restricted stock units vest equally in three tranches, vesting on November 20, 2025, 2026 and 2027.
F4 The restricted stock units vest equally over a three year period, with the first vesting on November 18, 2026.