Michael Willis Lau - 13 Nov 2023 Form 4 Insider Report for Gold Flora Corp. (GRAM)

Role
Director
Signature
/s/ Michael Lau
Issuer symbol
GRAM
Transactions as of
13 Nov 2023
Net transactions value
$0
Form type
4
Filing time
27 Nov 2023, 12:58:10 UTC
Previous filing
11 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GRAM Common Shares 670,272 13 Nov 2023 Direct
holding GRAM Common Shares 34,884 13 Nov 2023 By BurrPropertyMgt LLC
holding GRAM Common Shares 410,987 13 Nov 2023 By BurrPropertyMgt LLC
holding GRAM Common Shares 372,362 13 Nov 2023 By BurrPropertyMgt LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GRAM Options Award $0 +500,000 $0.000000 500,000 13 Nov 2023 Common Shares 500,000 $0.1122 Direct F1
holding GRAM Warrants 22,341 13 Nov 2023 Common Shares 22,341 $1.00 By Luau01 LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 13, 2023, the reporting person was granted 500,000 Non-Qualified options, 25% (the "Initial Vested Amount") will vest 90 days after the effective date of the grant (which will be stated in the Option Agreement) (the "Initial Vesting Period"); and the remaining Options will vest in thirtythree (33) equal monthly installments beginning on the fifteenth day of the first calendar quarter following the Initial Vesting Period.
F2 Gold Flora warrants