Michael Lau - Nov 13, 2023 Form 4 Insider Report for Gold Flora Corp. (GRAM)

Role
Director
Signature
/s/ Michael Lau
Stock symbol
GRAM
Transactions as of
Nov 13, 2023
Transactions value $
$0
Form type
4
Date filed
11/27/2023, 12:58 PM
Previous filing
Jul 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GRAM Common Shares 670K Nov 13, 2023 Direct
holding GRAM Common Shares 34.9K Nov 13, 2023 By BurrPropertyMgt LLC
holding GRAM Common Shares 411K Nov 13, 2023 By BurrPropertyMgt LLC
holding GRAM Common Shares 372K Nov 13, 2023 By BurrPropertyMgt LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GRAM Options Award $0 +500K $0.00 500K Nov 13, 2023 Common Shares 500K $0.11 Direct F1
holding GRAM Warrants 22.3K Nov 13, 2023 Common Shares 22.3K $1.00 By Luau01 LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 13, 2023, the reporting person was granted 500,000 Non-Qualified options, 25% (the "Initial Vested Amount") will vest 90 days after the effective date of the grant (which will be stated in the Option Agreement) (the "Initial Vesting Period"); and the remaining Options will vest in thirtythree (33) equal monthly installments beginning on the fifteenth day of the first calendar quarter following the Initial Vesting Period.
F2 Gold Flora warrants