Shmuel Rubin - 30 Jun 2023 Form 5 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role: Chief Executive Officer, Director
Signature: /s/ Natalie Cockayne, attorney-in-fact
Issuer symbol: LPTH
Transactions as of: 30 Jun 2023
Net transactions value: $0
Form type: 5
Filing time: 14 Aug 2023, 13:42:52 UTC
Previous filing: 10 Mar 2023
Next filing: 04 Oct 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LPTH	Class A common stock	Options Exercise		+2,132	+1.6%		136,315	02 Jan 2023	Direct	F3
transaction	LPTH	Class A common stock	Options Exercise		+2,319	+1.7%		136,315	01 Apr 2023	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LPTH	Restricted Stock Award	Award		+12,118	+3.3%		376,554	02 Jan 2023	Class A common stock	12,118		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock award represents a contingent right to receive one share of Class A common stock.
F2	The restricted stock awards vest equally each quarter over a one year period, with the first vesting on January 2, 2023.
F3	Restricted stock awards were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.