Albert Miranda - 30 Jun 2023 Form 5 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role: Chief Financial Officer
Signature: /s/ Natalie Cockayne, attorney-in-fact
Issuer symbol: LPTH
Transactions as of: 30 Jun 2023
Net transactions value: $0
Form type: 5
Filing time: 14 Aug 2023, 13:41:55 UTC
Previous filing: 02 Dec 2022
Next filing: 04 Oct 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LPTH	Class A common stock	Options Exercise		+1,370	+6.4%		22,699	02 Jan 2023	Direct	F1
transaction	LPTH	Class A common stock	Options Exercise		+1,370	+6.4%		22,699	01 Apr 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LPTH	Restricted Stock Award	Award		+7,790	+6.9%		120,354	02 Jan 2023	Class A common stock	7,790		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock awards were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.
F2	Each restricted stock award represents a contingent right to receive one share of Class A common stock.
F3	The restricted stock awards vest equally each quarter over a one year period, with the first vesting on January 2, 2023.