Shmuel Rubin - Nov 17, 2022 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role
Chief Executive Officer, Director
Signature
/s/ Natalie Cockayne, attorney-in-fact
Stock symbol
LPTH
Transactions as of
Nov 17, 2022
Transactions value $
$0
Form type
4
Date filed
11/21/2022, 03:49 PM
Previous filing
Jun 30, 2022
Next filing
Dec 2, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPTH Restricted stock unit Award $0 +67.2K $0.00 67.2K Nov 17, 2022 Class A common stock 67.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F2 The restricted stock units vest equally over a three year period, with the first vesting on November 17, 2023.