Steven E. Creviston - Nov 11, 2021 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role
Director
Signature
/s/ Natalie Cockayne, attorney-in-fact
Stock symbol
LPTH
Transactions as of
Nov 11, 2021
Transactions value $
$0
Form type
4
Date filed
11/15/2021, 07:37 PM
Previous filing
Aug 11, 2021
Next filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPTH Class A common stock Options Exercise +3.93K 3.93K Nov 12, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPTH Restricted stock unit Award $0 +32.1K $0.00 32.1K Nov 11, 2021 Class A common stock 32.1K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F3 The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.