Shmuel Rubin - Nov 11, 2021 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role
Chief Executive Officer, Director
Signature
/s/ Natalie Cockayne, attorney-in-fact
Stock symbol
LPTH
Transactions as of
Nov 11, 2021
Transactions value $
$0
Form type
4
Date filed
11/15/2021, 03:30 PM
Previous filing
Sep 17, 2021
Next filing
Dec 3, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPTH Restricted stock unit Award $0 +42.4K $0.00 42.4K Nov 11, 2021 Class A common stock 42.4K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F2 The restricted stock units vest equally over a three year period, with the first vesting on November 11, 2022.