Kim R. Tsuchimoto - 30 Jun 2021 Form 4 Insider Report for Monopar Therapeutics (MNPR)

Role: Chief Financial Officer
Signature: /s/ Kim R. Tsuchimoto
Issuer symbol: MNPR
Transactions as of: 30 Jun 2021
Net transactions value: -$4,847
Form type: 4
Filing time: 02 Jul 2021, 17:13:00 UTC
Next filing: 01 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MNPR	Common Stock	Options Exercise		+2,442	+232%		3,494	30 Jun 2021	Direct	F1
transaction	MNPR	Common Stock	Tax liability	$4,847	-823	-24%	$5.89	2,671	30 Jun 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MNPR	Restricted Stock Units	Options Exercise	$0	-2,442	-12%	$0.000000	17,094	30 Jun 2021	Common Stock	2,442		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares acquired on vesting and settlement of restricted stock units.
F2	On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Content

Represents shares acquired on vesting and settlement of restricted stock units.

On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.