Albert Miranda - May 7, 2021 Form 3 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role
Chief Financial Officer
Signature
/s/ Natalie Cockayne, attorney-in-fact
Stock symbol
LPTH
Transactions as of
May 7, 2021
Transactions value $
$0
Form type
3
Date filed
5/17/2021, 04:10 PM
Next filing
Sep 17, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LPTH Incentive stock option (right-to-buy) May 7, 2021 Class A common stock 75K $3.02 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The incentive stock option was granted to the reporting person as part of his employment agreement, which was effective April 19, 2021. The incentive stock option vests at 18,750 shares on each if the first, second, third and fourth anniversaries of the grant date.