| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPST | Common Stock | Options Exercise | $13,220 | +1,000 | +0.67% | $13.22 | 151,129 | 29 Apr 2025 | Direct | F1, F2 |
| transaction | UPST | Common Stock | Sale | $50,270 | -1,000 | -0.66% | $50.27 | 150,129 | 29 Apr 2025 | Direct | F1 |
| transaction | UPST | Common Stock | Options Exercise | $13,220 | +1,000 | +0.67% | $13.22 | 151,129 | 01 May 2025 | Direct | F1 |
| transaction | UPST | Common Stock | Sale | $50,157 | -1,000 | -0.66% | $50.16 | 150,129 | 01 May 2025 | Direct | F1, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPST | Employee Stock Option (Right to buy) | Options Exercise | $0 | -1,000 | -0.44% | $0.000000 | 225,527 | 29 Apr 2025 | Common Stock | 1,000 | $13.22 | Direct | F1, F4 |
| transaction | UPST | Employee Stock Option (Right to buy) | Options Exercise | $0 | -1,000 | -0.44% | $0.000000 | 224,527 | 01 May 2025 | Common Stock | 1,000 | $13.22 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. |
| F2 | Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.175. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F4 | 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |