| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Darling Scott | Chief Legal Officer | C/O UPSTART HOLDINGS, INC., 2950 S. DELAWARE STREET, SUITE 410, SAN MATEO | /s/ Steven Madrid, by power of attorney | 28 Oct 2025 | 0001558259 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPST | Common Stock | Gift | $0 | -750 | -0.5% | $0.00 | 149K | 28 Feb 2025 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | This Form 4/A is being filed to report a gift of shares that was inadvertently omitted from a previously filed Form 4. The transaction occurred on February 28, 2025, but was not included in the original Form 4 filed on March 4, 2025. The omission was unintentional, and this amendment is being filed to correct the reporting of the total beneficial ownership accordingly. |
| F2 | Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| F3 | The number of shares beneficially owned was as of February 28, 2025. |