Trinh Phung - Mar 4, 2024 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
VP, Finance
Signature
/s/ Kendra Fox, as attorney-in-fact for Trinh Phung
Stock symbol
SWAV
Transactions as of
Mar 4, 2024
Transactions value $
-$14,020
Form type
4
Date filed
3/6/2024, 09:10 PM
Previous filing
Feb 22, 2024
Next filing
May 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Tax liability -$6.33K -24 -0.08% $263.75 31.1K Mar 4, 2024 Direct F1
transaction SWAV Common Stock Tax liability -$2.37K -9 -0.03% $263.75 31K Mar 4, 2024 Direct
transaction SWAV Common Stock Sale -$5.32K -21 -0.07% $253.14 31K Mar 6, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported total includes an aggregate 47 shares the Reporting Person has acquired since her Form 4 report filed on February 7, 2024 in exempt transactions through automatic payroll deduction and purchase features of the Issuers Employee Stock Purchase Plan, which is a qualified tax-conditioned plan pursuant to Section 423 of the Internal Revenue Code.
F2 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 09/07/23.