Trinh Phung - 04 Mar 2024 Form 4 Insider Report for Shockwave Medical, Inc.

Role
VP, Finance
Signature
/s/ Kendra Fox, as attorney-in-fact for Trinh Phung
Issuer symbol
N/A
Transactions as of
04 Mar 2024
Net transactions value
-$14,020
Form type
4
Filing time
06 Mar 2024, 21:10:29 UTC
Previous filing
22 Feb 2024
Next filing
03 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Tax liability $6,330 -24 -0.08% $263.75 31,054 04 Mar 2024 Direct F1
transaction SWAV Common Stock Tax liability $2,374 -9 -0.03% $263.75 31,045 04 Mar 2024 Direct
transaction SWAV Common Stock Sale $5,316 -21 -0.07% $253.14 31,024 06 Mar 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported total includes an aggregate 47 shares the Reporting Person has acquired since her Form 4 report filed on February 7, 2024 in exempt transactions through automatic payroll deduction and purchase features of the Issuers Employee Stock Purchase Plan, which is a qualified tax-conditioned plan pursuant to Section 423 of the Internal Revenue Code.
F2 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 09/07/23.