Trinh Phung - 20 Feb 2024 Form 4 Insider Report for Shockwave Medical, Inc.

Signature
/s/ Kendra Fox, as attorney-in-fact for Trinh Phung
Issuer symbol
N/A
Transactions as of
20 Feb 2024
Net transactions value
-$488,410
Form type
4
Filing time
22 Feb 2024, 20:13:28 UTC
Previous filing
07 Feb 2024
Next filing
06 Mar 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Tax liability $333,125 -1,303 -4% $255.66 31,630 20 Feb 2024 Direct
transaction SWAV Common Stock Sale $155,285 -599 -1.9% $259.24 31,031 22 Feb 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 09/07/23.