Ralph Smalling - 27 Aug 2025 Form 4 Insider Report for GENELUX Corp (GNLX)

Role
Head of Regulatory
Signature
/s/ Ralph Smalling
Issuer symbol
GNLX
Transactions as of
27 Aug 2025
Transactions value $
$0
Form type
4
Filing time
29 Aug 2025, 16:30:55 UTC
Previous filing
09 Dec 2025
Next filing
03 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smalling Ralph Head of Regulatory C/O GENELUX CORPORATION, 2625 TOWNSGATE ROAD, SUITE 230, WESTLAKE VILLAGE /s/ Ralph Smalling 29 Aug 2025 0001983288

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNLX Common Stock Award $0 +26.2K +75.46% $0.00 61K 27 Aug 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNLX Stock Option (Right to Buy) Award $0 +34.8K $0.00 34.8K 27 Aug 2025 Common stock 34.8K $3.64 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter.
F2 The shares subject to the option will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 36 equal monthly installments thereafter.