MARK GARRETT - 15 Sep 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Role
Director
Signature
/s/ Travis Shrout, Attorney-in-Fact
Issuer symbol
SNOW
Transactions as of
15 Sep 2021
Net transactions value
-$3,272,037
Form type
4
Filing time
17 Sep 2021, 17:41:18 UTC
Previous filing
30 Aug 2021
Next filing
19 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Options Exercise $35,766 +9,563 +781% $3.74 10,787 15 Sep 2021 Direct F1
transaction SNOW Class A Common Stock Sale $2,015,711 -6,375 -59% $316.19 4,412 15 Sep 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale $1,032,912 -3,188 -72% $324.00 1,224 15 Sep 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale $171,375 -542 -0.41% $316.19 131,850 15 Sep 2021 Limited Partnership F2, F3
transaction SNOW Class A Common Stock Sale $87,804 -271 -0.21% $324.00 131,579 15 Sep 2021 Limited Partnership F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -9,563 -1.4% $0.000000 691,312 15 Sep 2021 Class A Common Stock 9,563 $3.74 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F2 The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F3 The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner.
F4 The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date.