MARK GARRETT - 26 Aug 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Role
Director
Signature
/s/ Travis Shrout, Attorney-in-Fact
Issuer symbol
SNOW
Transactions as of
26 Aug 2021
Net transactions value
-$3,066,068
Form type
4
Filing time
30 Aug 2021, 20:14:51 UTC
Previous filing
18 Aug 2021
Next filing
17 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Options Exercise $35,758 +9,561 +781% $3.74 10,785 26 Aug 2021 Direct F1
transaction SNOW Class A Common Stock Sale $2,858,739 -9,561 -89% $299.00 1,224 26 Aug 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale $243,087 -813 -0.61% $299.00 132,392 26 Aug 2021 Limited Partnership F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -9,561 -1.3% $0.000000 700,875 26 Aug 2021 Class A Common Stock 9,561 $3.74 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F2 The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F3 The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner.
F4 The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date.