Frank Slootman - Aug 20, 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Signature
/s/ Travis Shrout, Attorney-in-Fact
Stock symbol
SNOW
Transactions as of
Aug 20, 2021
Transactions value $
-$7,861,945
Form type
4
Date filed
8/24/2021, 07:50 PM
Previous filing
Jul 22, 2021
Next filing
Aug 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Gift $0 -3.16K -5.11% $0.00 58.6K Jul 28, 2021 Direct F1
transaction SNOW Class A Common Stock Options Exercise $280K +31.5K +53.84% $8.88* 90.1K Aug 20, 2021 Direct
transaction SNOW Class A Common Stock Sale -$372K -1.5K -1.66% $248.60 88.6K Aug 20, 2021 Direct F1, F2
transaction SNOW Class A Common Stock Sale -$349K -1.4K -1.58% $249.41 87.2K Aug 20, 2021 Direct F1, F3
transaction SNOW Class A Common Stock Sale -$330K -1.32K -1.51% $250.96 85.9K Aug 20, 2021 Direct F1, F4
transaction SNOW Class A Common Stock Sale -$378K -1.5K -1.75% $251.92 84.4K Aug 20, 2021 Direct F1, F5
transaction SNOW Class A Common Stock Sale -$192K -757 -0.9% $253.16 83.7K Aug 20, 2021 Direct F1, F6
transaction SNOW Class A Common Stock Sale -$815K -3.2K -3.82% $254.60 80.5K Aug 20, 2021 Direct F1, F7
transaction SNOW Class A Common Stock Sale -$944K -3.69K -4.58% $255.94 76.8K Aug 20, 2021 Direct F1, F8
transaction SNOW Class A Common Stock Sale -$752K -2.93K -3.81% $257.10 73.9K Aug 20, 2021 Direct F1, F9
transaction SNOW Class A Common Stock Sale -$646K -2.5K -3.38% $258.29 71.4K Aug 20, 2021 Direct F1, F10
transaction SNOW Class A Common Stock Sale -$519K -2K -2.8% $259.63 69.4K Aug 20, 2021 Direct F1, F11
transaction SNOW Class A Common Stock Sale -$535K -2.05K -2.96% $261.05 67.3K Aug 20, 2021 Direct F1, F12
transaction SNOW Class A Common Stock Sale -$410K -1.56K -2.32% $262.52 65.7K Aug 20, 2021 Direct F1, F13
transaction SNOW Class A Common Stock Sale -$302K -1.14K -1.74% $263.87 64.6K Aug 20, 2021 Direct F1, F14
transaction SNOW Class A Common Stock Sale -$784K -2.96K -4.58% $264.93 61.6K Aug 20, 2021 Direct F1, F15
transaction SNOW Class A Common Stock Sale -$106K -400 -0.65% $265.58 61.2K Aug 20, 2021 Direct F1, F16
transaction SNOW Class A Common Stock Sale -$338K -1.27K -2.07% $266.91 60K Aug 20, 2021 Direct F1, F17
transaction SNOW Class A Common Stock Sale -$371K -1.38K -2.31% $267.81 58.6K Aug 20, 2021 Direct F1, F18
holding SNOW Class A Common Stock 27K Aug 20, 2021 Foundation F19
holding SNOW Class A Common Stock 1.32M Aug 20, 2021 Trust F20

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -31.5K -0.23% $0.00 13.5M Aug 20, 2021 Class A Common Stock 31.5K $8.88 Direct F21
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The gift and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $248.12 to $248.82, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $249.32 to $249.90, inclusive.
F4 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $250.54 to $251.54, inclusive.
F5 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $251.64 to $252.15, inclusive.
F6 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $252.98 to $253.52, inclusive.
F7 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $254.16 to $255.00, inclusive.
F8 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $255.405 to $256.36, inclusive.
F9 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $256.65 to $257.45, inclusive.
F10 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $257.77 to $258.71, inclusive.
F11 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $258.99 to $259.99, inclusive.
F12 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $260.80 to $261.71, inclusive.
F13 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $262.05 to $263.00, inclusive.
F14 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $263.23 to $264.07, inclusive.
F15 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $264.28 to $265.26, inclusive.
F16 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $265.32 to $265.715, inclusive.
F17 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $266.39 to $267.38, inclusive.
F18 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $267.44 to $268.12, inclusive.
F19 The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
F20 The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.
F21 The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date.