Frank Slootman - Jul 20, 2021 Form 4 Insider Report for Snowflake Inc. (SNOW)

Signature
/s/ Travis Shrout, Attorney-in-Fact
Stock symbol
SNOW
Transactions as of
Jul 20, 2021
Transactions value $
-$7,744,148
Form type
4
Date filed
7/22/2021, 08:39 PM
Previous filing
Jun 23, 2021
Next filing
Aug 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNOW Class A Common Stock Gift $0 -27K -2% $0.00 1.32M Jun 28, 2021 Trust F1, F2
transaction SNOW Class A Common Stock Gift $0 +27K $0.00 27K Jun 28, 2021 Foundation F1, F3
transaction SNOW Class A Common Stock Gift $0 -3.16K -4.86% $0.00 61.7K Jun 30, 2021 Direct F4
transaction SNOW Class A Common Stock Options Exercise $280K +31.5K +51.09% $8.88* 93.3K Jul 20, 2021 Direct
transaction SNOW Class A Common Stock Sale -$374K -1.5K -1.61% $249.58 91.8K Jul 20, 2021 Direct F4, F5
transaction SNOW Class A Common Stock Sale -$877K -3.5K -3.81% $250.61 88.3K Jul 20, 2021 Direct F4, F6
transaction SNOW Class A Common Stock Sale -$820K -3.26K -3.69% $251.42 85K Jul 20, 2021 Direct F4, F7
transaction SNOW Class A Common Stock Sale -$752K -2.98K -3.5% $252.57 82.1K Jul 20, 2021 Direct F4, F8
transaction SNOW Class A Common Stock Sale -$887K -3.5K -4.27% $253.47 78.6K Jul 20, 2021 Direct F4, F9
transaction SNOW Class A Common Stock Sale -$178K -700 -0.89% $254.51 77.9K Jul 20, 2021 Direct F4, F10
transaction SNOW Class A Common Stock Sale -$1.6M -6.24K -8.01% $255.79 71.6K Jul 20, 2021 Direct F4, F11
transaction SNOW Class A Common Stock Sale -$1.39M -5.42K -7.57% $256.68 66.2K Jul 20, 2021 Direct F4, F12
transaction SNOW Class A Common Stock Sale -$491K -1.91K -2.88% $257.68 64.3K Jul 20, 2021 Direct F4, F13
transaction SNOW Class A Common Stock Sale -$657K -2.54K -3.95% $258.54 61.7K Jul 20, 2021 Direct F4, F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOW Stock Option (Right to Buy) Options Exercise $0 -31.5K -0.23% $0.00 13.5M Jul 20, 2021 Class A Common Stock 31.5K $8.88 Direct F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Slootman Living Trust dated 9/8/1999 transferred shares to the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power.
F2 The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.
F3 The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
F4 This gift and all sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F5 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $248.88 to $249.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F6 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $250.02 to $251.02, inclusive.
F7 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $251.05 to $251.92, inclusive.
F8 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $252.06 to $253.05, inclusive.
F9 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $253.08 to $254.00, inclusive.
F10 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $254.13 to $254.83, inclusive.
F11 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $255.20 to $256.17, inclusive.
F12 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $256.235 to $257.215, inclusive.
F13 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $257.27 to $258.22, inclusive.
F14 The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $258.28 to $258.89, inclusive.
F15 The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.