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Signature
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/s/ Michael O'Neil
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Stock symbol
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PAA
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Transactions as of
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Sep 30, 2021
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Transactions value $
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$0
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Form type
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4
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Date filed
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10/4/2021, 04:08 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
PAA |
Common Stock |
Other |
$0 |
+3.38M |
|
$0.00 |
3.38M |
Sep 30, 2021 |
See footnotes |
F1, F2, F3 |
transaction |
PAA |
Common Stock |
Other |
$0 |
-3.38M |
-100% |
$0.00* |
0 |
Sep 30, 2021 |
See footnotes |
F1, F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
PAA |
Class B Shares/Class A Units/GP Units |
Options Exercise |
$0 |
-3.38M |
-22.14% |
$0.00 |
11.9M |
Sep 30, 2021 |
Common Units |
3.38M |
$0.00 |
See footnote |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
KAFU Holdings (QP), L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses:
Remarks:
As noted in the Issuer's press release dated August 24, 2021, KACALP's legacy contractual right to designate an individual to serve on the Plains Board has been eliminated effective August 19, 2021.