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Signature
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/s/ Michael O'Neil
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Stock symbol
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PAA
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Transactions as of
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Jun 30, 2021
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Transactions value $
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$0
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Form type
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4
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Date filed
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7/2/2021, 11:53 AM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
PAA |
Common Stock |
Other |
$0 |
+535K |
|
$0.00 |
535K |
Jun 30, 2021 |
See footnotes |
F1, F2, F3 |
transaction |
PAA |
Common Stock |
Other |
$0 |
-535K |
-100% |
$0.00* |
0 |
Jun 30, 2021 |
See footnotes |
F1, F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
PAA |
Class B Shares/Class A Units/GP Units |
Options Exercise |
$0 |
-535K |
-3.38% |
$0.00 |
15.3M |
Jun 30, 2021 |
Common Units |
535K |
$0.00 |
See footnotes |
F1, F2, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Kevin McCarthy is a director of the managing general partner of the Issuer. Based on the relationship of Mr. McCarthy and the Reporting Persons, the Reporting Persons may be deemed directors by deputization of the Issuer. KAFU Holdings (QP), L.P., is referred to herein as the "Reporting Persons". The filing of this Statement shall not be construed as an admission that any Reporting Person is, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security.