Penny Herscher - 16 Nov 2022 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
Director
Signature
/s/ Judy G Hamel as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
16 Nov 2022
Net transactions value
$0
Form type
4
Filing time
16 Nov 2022, 19:04:40 UTC
Previous filing
05 Oct 2022
Next filing
02 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Gift $0 -2,618 -100% $0.000000* 0 15 Nov 2022 Direct F1
transaction LITE Common Stock Gift $0 +2,618 +7.1% $0.000000 39,378 15 Nov 2022 Living Trust F2
transaction LITE Common Stock Award $0 +3,061 $0.000000 3,061 16 Nov 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions involved a gift of securities by the reporting person to the Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust, a living trust for which the reporting person's spouse is the trustee.
F2 These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.
F3 Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of one year from the grant date or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.