Penny Herscher - 31 Jan 2023 Form 4 Insider Report for SMART Global Holdings, Inc. (PENG)

Role
Director
Signature
/s/ Anne Kuykendall as attorney-in-fact for Penny Herscher
Issuer symbol
PENG
Transactions as of
31 Jan 2023
Net transactions value
-$15,003
Form type
4
Filing time
02 Feb 2023, 17:53:03 UTC
Previous filing
16 Nov 2022
Next filing
14 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Gift $0 -3,236 -59% $0.000000 2,248 06 Oct 2022 Direct
transaction SGH Ordinary Shares Gift $0 +3,236 $0.000000 3,236 06 Oct 2022 By Family Trust F2
transaction SGH Ordinary Shares Sale $15,003 -900 -40% $16.67 1,348 31 Jan 2023 Direct F1
transaction SGH Ordinary Shares Gift $0 -1,348 -100% $0.000000* 0 02 Feb 2023 Direct
transaction SGH Ordinary Shares Gift $0 +1,348 +42% $0.000000 4,584 02 Feb 2023 By Family Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
F2 Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees.