Penny Herscher - Jan 31, 2023 Form 4 Insider Report for SMART Global Holdings, Inc. (SGH)

Role
Director
Signature
/s/ Anne Kuykendall as attorney-in-fact for Penny Herscher
Stock symbol
SGH
Transactions as of
Jan 31, 2023
Transactions value $
-$15,003
Form type
4
Date filed
2/2/2023, 05:53 PM
Previous filing
Nov 16, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Gift $0 -3.24K -59.01% $0.00 2.25K Oct 6, 2022 Direct
transaction SGH Ordinary Shares Gift $0 +3.24K $0.00 3.24K Oct 6, 2022 By Family Trust F2
transaction SGH Ordinary Shares Sale -$15K -900 -40.04% $16.67 1.35K Jan 31, 2023 Direct F1
transaction SGH Ordinary Shares Gift $0 -1.35K -100% $0.00* 0 Feb 2, 2023 Direct
transaction SGH Ordinary Shares Gift $0 +1.35K +41.66% $0.00 4.58K Feb 2, 2023 By Family Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
F2 Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees.