CHARLES A. SMITH - 16 Jan 2026 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chief Risk Officer
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
16 Jan 2026
Net transactions value
-$3,327,593
Form type
4
Filing time
16 Jan 2026, 16:40:05 UTC
Previous filing
18 Jul 2025
Next filing
22 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SMITH CHARLES A Chief Risk Officer C/O MORGAN STANLEY, 1585 BROADWAY, NEW YORK /s/ Martin M. Cohen, Attorney-in-Fact 16 Jan 2026 0001977796

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +24,589 +20% $0.000000 145,012 16 Jan 2026 Direct F1
transaction MS Common Stock Tax liability $3,327,593 -17,401 -12% $191.23 127,611 16 Jan 2026 Direct F2
holding MS Common Stock 5,495 16 Jan 2026 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2026 as part of 2025 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2023.