Barry Sloane - 31 Dec 2025 Form 5 Insider Report for NewtekOne, Inc. (NEWT)

Role
President, Chairman & CEO, Director
Signature
Barry Sloane
Issuer symbol
NEWT
Transactions as of
31 Dec 2025
Net transactions value
-$240,949
Form type
5
Filing time
15 Jan 2026, 16:15:05 UTC
Previous filing
03 Nov 2025
Next filing
16 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SLOANE BARRY President, Chairman & CEO, Director 4800 T REX AVENUE, SUITE 120, BOCA RATON Barry Sloane 15 Jan 2026 0001124485

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWT Common Stock Purchase $25,773 +2,123 +0.18% $12.14 1,190,585 13 Jan 2025 Direct F1
transaction NEWT Common Stock Purchase $26,177 +2,517 +0.21% $10.40 1,190,585 30 Apr 2025 Direct F1
transaction NEWT Common Stock Purchase $26,657 +2,322 +0.2% $11.48 1,190,585 21 Jul 2025 Direct F1
transaction NEWT Common Stock Tax liability $281,303 -23,229 -1.9% $12.11 1,190,585 15 Aug 2025 Direct F2
transaction NEWT Common Stock Tax liability $54,131 -4,921 -0.41% $11.00 1,190,585 15 Oct 2025 Direct F3
transaction NEWT Common Stock Purchase $15,879 +1,437 +0.12% $11.05 1,190,585 24 Oct 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
F2 Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
F3 Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.