Michael A. Schwartz - 31 Dec 2025 Form 5 Insider Report for NewtekOne, Inc. (NEWT)

Role
Chief Legal Officer
Signature
Michael A. Schwartz
Issuer symbol
NEWT
Transactions as of
31 Dec 2025
Net transactions value
-$163,240
Form type
5
Filing time
15 Jan 2026, 15:58:31 UTC
Previous filing
30 Jan 2025
Next filing
16 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Schwartz Michael Adam Chief Legal Officer 4800 T REX AVENUE, SUITE 120, BOCA RATON Michael A. Schwartz 15 Jan 2026 0001337003

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWT Common Stock Purchase $7,320 +603 +1.3% $12.14 47,466 13 Jan 2025 Direct F1
transaction NEWT Common Stock Purchase $7,436 +715 +1.5% $10.40 47,466 30 Apr 2025 Direct F1
transaction NEWT Common Stock Tax liability $52,894 -4,648 -8.9% $11.38 47,466 15 Jul 2025 Direct F2
transaction NEWT Common Stock Purchase $7,577 +660 +1.4% $11.48 47,466 21 Jul 2025 Direct F1
transaction NEWT Common Stock Tax liability $79,042 -6,527 -12% $12.11 47,466 15 Aug 2025 Direct F3
transaction NEWT Common Stock Purchase $2,287 +207 +0.44% $11.05 47,466 24 Oct 2025 Direct F1
transaction NEWT Common Stock Tax liability $55,924 -5,084 -9.7% $11.00 47,466 15 Oct 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
F2 Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
F3 Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.