Frederick Pollock - 31 May 2025 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Reporting relationship: Chief Investment Officer
Issuer ticker: GCMG
Reported as of: 31 May 2025
Net transaction value: -$124,057
SEC form: 4
Accepted by SEC: 03 Jun 2025, 16:26:40 UTC
Prior SEC filing: 04 Mar 2025
Next SEC filing: 18 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Burke Montgomery, Attorney-in-Fact

Key filing fact

Frederick Pollock filed Form 4 for GCM Grosvenor Inc. (GCMG) on 03 Jun 2025.

Key facts

This page summarizes Frederick Pollock's Form 4 filing for GCM Grosvenor Inc. (GCMG).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Jun 2025, 16:26.

Change

Previous filing in this sequence was filed on 04 Mar 2025.
Current net transaction value: -$124,057.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001680611 Primary reporting owner

Pollock Frederick

Relationship: Chief Investment Officer
Address: C/O GCM GROSVENOR INC., 900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO
Signature: /s/ Burke Montgomery, Attorney-in-Fact
Signature date: 03 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GCMG transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +25,000
Change %: +3.8%
Price
Shares after: 678,914
Date: 31 May 2025
Ownership: Direct
Footnotes: F1, F2

GCMG transaction

Class A Common Stock

Tax liability

Transaction value: $124,057
Shares: -9,838
Change %: -1.4%
Price: $12.61
Shares after: 669,076
Date: 31 May 2025
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GCMG transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -25,000
Change %: -50%
Price: $0.000000
Shares after: 25,000
Date: 31 May 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 25,000
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 will vest on May 31, 2026, subject to the Reporting Person's continued service through the vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2025.

Footnote F2

Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

Footnote F3

Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.