Frederick Pollock - 31 May 2025 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Chief Investment Officer
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Issuer symbol
GCMG
Transactions as of
31 May 2025
Net transactions value
-$124,057
Form type
4
Filing time
03 Jun 2025, 16:26:40 UTC
Previous filing
04 Mar 2025
Next filing
18 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Pollock Frederick Chief Investment Officer C/O GCM GROSVENOR INC., 900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO /s/ Burke Montgomery, Attorney-in-Fact 03 Jun 2025 0001680611

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock Options Exercise +25,000 +3.8% 678,914 31 May 2025 Direct F1, F2
transaction GCMG Class A Common Stock Tax liability $124,057 -9,838 -1.4% $12.61 669,076 31 May 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Options Exercise $0 -25,000 -50% $0.000000 25,000 31 May 2025 Class A Common Stock 25,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 will vest on May 31, 2026, subject to the Reporting Person's continued service through the vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2025.
F2 Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F3 Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.