Frederick Pollock - 01 Mar 2025 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role: Chief Investment Officer
Signature: /s/ Burke Montgomery, Attorney-in-Fact
Issuer symbol: GCMG
Transactions as of: 01 Mar 2025
Net transactions value: -$173,208
Form type: 4
Filing time: 04 Mar 2025, 20:05:16 UTC
Previous filing: 19 Aug 2024
Next filing: 03 Jun 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GCMG	Class A Common Stock	Options Exercise		+50,000	+8.1%		666,429	01 Mar 2025	Direct	F1
transaction	GCMG	Class A Common Stock	Tax liability	$173,208	-12,515	-1.9%	$13.84	653,914	01 Mar 2025	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GCMG	Restricted Stock Units	Options Exercise	$0	-50,000	-33%	$0.000000	100,000	01 Mar 2025	Class A Common Stock	50,000		Direct	F1, F3
transaction	GCMG	Restricted Stock Units	Award	$0	+52,500		$0.000000	52,500	01 Mar 2025	Class A Common Stock	52,500		Direct	F1, F4
transaction	GCMG	Restricted Stock Units	Award	$0	+150,000		$0.000000	150,000	01 Mar 2025	Class A Common Stock	150,000		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2	Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
F3	Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, and 50,000 RSUs will vest on each of March 1, 2026 and March 1, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 1, 2025.
F4	Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2025, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.
F5	Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2026, March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.