Kelly Rodriques - 06 May 2025 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Signature
/s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
06 May 2025
Net transactions value
$0
Form type
4
Filing time
08 May 2025, 20:29:49 UTC
Previous filing
18 Mar 2025
Next filing
15 May 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rodriques Kelly Chief Executive Officer, Director 4 EMBARCADERO CENTER, FLOOR 15, SAN FRANCISCO /s/ Mark P. Lee, Attorney-in-Fact 08 May 2025 0001916605

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Other $0 +10 +0% $0.000000 560,581 06 May 2025 Direct F1, F2
transaction FRGE Common Stock, $0.0001 par value per share Other $0 +67 +1.4% $0.000000 4,718 06 May 2025 By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pro rata distribution from a release of an indemnity escrow relating to a transaction of the Issuer's predecessor completed on November 9, 2020.
F2 On April 14, 2025, the Issuer effected a 1-for-15 reverse split of the Issuer's common stock, resulting in proportionate adjustments to the number of shares of common stock beneficially owned by the Reporting Person. Accordingly, the securities reported on this Form 4 have been adjusted to reflect the reverse stock split.