Kelly Rodriques - 04 Mar 2025 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Executive Officer, Director
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
04 Mar 2025
Net transactions value
$0
Form type
4
Filing time
18 Mar 2025, 20:12:44 UTC
Previous filing
12 Feb 2025
Next filing
08 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Award $0 +111,775 +1.3% $0.000000 8,614,593 04 Mar 2025 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Tax liability $0 -97,952 -1.1% $0.000000 8,516,641 14 Mar 2025 Direct F2
holding FRGE Common Stock, $0.0001 par value per share 69,772 04 Mar 2025 By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA
holding FRGE Common Stock, $0.0001 par value per share 1,596,734 04 Mar 2025 By Operative Capital SPV I, LLC F3
holding FRGE Common Stock, $0.0001 par value per share 689,045 04 Mar 2025 By Operative Capital LP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan that were fully vested as of the grant date. Each unit represents a right to receive one share of the Issuer's common stock.
F2 Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.
F3 The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.