Anthony Rabb - 20 May 2023 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Signature
/s/ Kate Suhadolnik, by power of attorney
Issuer symbol
GWH
Transactions as of
20 May 2023
Net transactions value
-$151,191
Form type
4
Filing time
15 Apr 2025, 16:19:08 UTC
Previous filing
14 Mar 2023
Next filing
16 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Tax liability $1,800 -100 -0.12% $18.00 82,729 20 May 2023 Direct F1, F2
transaction GWH Common Stock Tax liability $1,924 -106 -0.13% $18.15 82,623 20 Aug 2023 Direct F1, F2
transaction GWH Common Stock Tax liability $75,430 -4,298 -5.2% $17.55 78,325 20 Nov 2023 Direct F1, F2
transaction GWH Common Stock Tax liability $14,268 -1,044 -1.3% $13.67 77,281 20 Feb 2024 Direct F1, F2
transaction GWH Common Stock Tax liability $22,915 -1,886 -2.4% $12.15 75,395 20 May 2024 Direct F1, F2
transaction GWH Common Stock Tax liability $15,455 -1,886 -2.5% $8.19 73,509 20 Aug 2024 Direct F1, F2
transaction GWH Common Stock Tax liability $9,842 -1,889 -2.6% $5.21 71,620 20 Nov 2024 Direct F1, F2
transaction GWH Common Stock Tax liability $9,557 -1,987 -2.8% $4.81 69,633 20 Feb 2025 Direct F1, F2
transaction GWH Common Stock Award $0 +42,500 +61% $0.000000 112,133 13 Apr 2025 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations.
F2 A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3 The reported shares are represented by RSUs, which vest as to 1/16th of the RSUs on May 20, 2025 and 1/16th of the RSUs shall vest quarterly thereafter, subject to the Reporting Person remaining a Service Provider to the Issuer through each such vest date.