David Y. Gan - 15 Dec 2024 Form 4 Insider Report for AECOM (ACM)

Role
CHIEF LEGAL OFFICER
Signature
Matt Benson, Attorney-in-Fact for David Gan
Issuer symbol
ACM
Transactions as of
15 Dec 2024
Net transactions value
-$3,489,966
Form type
4
Filing time
18 Dec 2024, 16:42:37 UTC
Previous filing
18 Dec 2023
Next filing
17 Dec 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACM Common Stock Options Exercise $0 +6,426 +14% $0.000000 53,560 15 Dec 2024 Direct F1
transaction ACM Common Stock Award $0 +5,381 +10% $0.000000 58,941 15 Dec 2024 Direct F2
transaction ACM Common Stock Award $0 +13,466 +23% $0.000000 72,407 15 Dec 2024 Direct F3
transaction ACM Common Stock Tax liability $1,170,186 -10,494 -14% $111.51 61,913 15 Dec 2024 Direct F4
transaction ACM Common Stock Sale $438,759 -3,951 -6.4% $111.05 57,962 16 Dec 2024 Direct F5
transaction ACM Common Stock Sale $842,997 -7,549 -13% $111.67 50,413 16 Dec 2024 Direct F6
transaction ACM Common Stock Sale $701,029 -6,362 -13% $110.19 44,051 17 Dec 2024 Direct F7
transaction ACM Common Stock Sale $336,996 -3,036 -6.9% $111.00 41,015 18 Dec 2024 Direct F7
holding ACM Common Stock 516 15 Dec 2024 by Merrill Lynch under AECOM Retirement & Savings Plan (RSP)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ACM Restricted Stock Units Options Exercise -6,426 -100% 0 15 Dec 2024 Common Stock 6,426 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2021, and vested in full on December 15, 2024.
F2 Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2027, subject to continued service through the vesting date.
F3 Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2020 Stock Incentive Plan.
F4 Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units and shares acquired under the Performance Earnings Program.
F5 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $110.39 to $111.37. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2024.
F6 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $111.42 to $111.93. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2024.
F7 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2024.