Robert O'Hare - Nov 8, 2024 Form 3 Insider Report for Affirm Holdings, Inc. (AFRM)

Role: Chief Financial Officer
Signature: /s/ Josh Samples, Attorney-in-Fact
Stock symbol: AFRM
Transactions as of: Nov 8, 2024
Transactions value $: $0
Form type: 3
Date filed: 11/13/2024, 06:02 PM
Next filing: Nov 13, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AFRM	Restricted Stock Units							Nov 8, 2024	Class A Common Stock	11.4K	$0.00	Direct	F1
holding	AFRM	Restricted Stock Units							Nov 8, 2024	Class A Common Stock	7.98K	$0.00	Direct	F2
holding	AFRM	Restricted Stock Units							Nov 8, 2024	Class A Common Stock	30.3K	$0.00	Direct	F3
holding	AFRM	Restricted Stock Units							Nov 8, 2024	Class A Common Stock	15.4K	$0.00	Direct	F4
holding	AFRM	Restricted Stock Units							Nov 8, 2024	Class A Common Stock	60.2K	$0.00	Direct	F5
holding	AFRM	Restricted Stock Units							Nov 8, 2024	Class A Common Stock	34K	$0.00	Direct	F6
holding	AFRM	Stock Option (Right to Buy)							Nov 8, 2024	Class A Common Stock	122K	$49.00	Direct	F7
holding	AFRM	Stock Option (Right to Buy)							Nov 8, 2024	Class A Common Stock	44.8K	$41.80	Direct	F8
holding	AFRM	Stock Option (Right to Buy)							Nov 8, 2024	Class A Common Stock	25.8K	$23.33	Direct	F9
holding	AFRM	Stock Option (Right to Buy)							Nov 8, 2024	Class A Common Stock	85.1K	$17.19	Direct	F10
holding	AFRM	Stock Option (Right to Buy)							Nov 8, 2024	Class A Common Stock	41K	$22.30	Direct	F11
holding	AFRM	Stock Option (Right to Buy)							Nov 8, 2024	Class A Common Stock	116K	$23.35	Direct	F12
holding	AFRM	Stock Option (Right to Buy)							Nov 8, 2024	Class A Common Stock	48K	$44.06	Direct	F13

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The restricted stock unit ("RSU") vests over four and one-half years, commencing as of January 1, 2021, the vesting commencement date. The first 5% of the shares vest on the six-month anniversary of the vesting commencement date, and the remainder of the shares vest in quarterly installments over the remaining four years, in annual aggregate amounts equal to 15%, 20%, 30% and 30%, respectively, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F2	With respect to the shares of Class A Common Stock underlying the RSUs, the RSUs vested in equal monthly installments from April 1, 2022 until August 1, 2023. Beginning September 1, 2023, the RSUs vest in equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. This grant has no expiration date.
F3	With respect to the shares of Class A Common Stock underlying the RSUs, the RSUs vested in equal monthly installments from August 1, 2022 until August 1, 2023. Beginning September 1, 2023, the RSUs vest in equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. This grant has no expiration date.
F4	With respect to the shares of Class A Common Stock underlying the RSUs, the RSUs vested in equal monthly installments from October 1, 2022 until August 1, 2023. Beginning September 1, 2023, the RSUs vest in equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. This grant has no expiration date.
F5	The RSUs vest as to 25% of the shares on September 1, 2024 and the remainder vest in 12 equal quarterly installments over the subsequent three years, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
F6	The RSUs vest as to 25% of the shares on September 1, 2025 and the remainder vest in 12 equal quarterly installments over the subsequent three years, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
F7	Stock option vests with respect to 5% of the shares of Class A Common Stock underlying the stock option on the six-month anniversary of January 1, 2021, the vesting commencement date, and the remainder of the grant will vest in quarterly installments over a period of four years, in annual aggregate amounts equal to 15%, 20%, 30% and 30%, respectively, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.
F8	The stock options vest in 48 equal monthly installments beginning April 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F9	The stock options vest in 24 equal monthly installments beginning August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F10	The stock options vest in 48 equal monthly installments beginning August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F11	The stock options vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F12	The stock options vest as to 25% of the underlying shares on September 1, 2024 and the remainder vest in 36 equal monthly installments over the subsequent three years subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F13	The stock options vest as to 25% of the underlying shares on September 1, 2025 and the remainder vest in 36 equal monthly installments over the subsequent three years subject to the Reporting Person's continuous service with the Issuer as of each vesting date.