Brooke Connell - Jun 4, 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Pres, US Wealth Mgmt
Signature
/s/ Colleen Graham, Attorney-in-fact
Stock symbol
ALTI
Transactions as of
Jun 4, 2024
Transactions value $
$0
Form type
4
Date filed
6/5/2024, 02:08 PM
Previous filing
Apr 4, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Award $0 +26.1K $0.00 26.1K Jun 4, 2024 Class A Common Stock 26.1K Direct F1, F2
transaction ALTI Peformance Restricted Stock Unit Award $0 +29.6K $0.00 29.6K Jun 5, 2024 Class A Common Stock 29.6K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.
F2 The RSUs vest in three equal annual installments beginning February 15, 2025.
F3 Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
F4 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 59,117.08 (200% of the target number).