Key facts
- This page summarizes Brooke Connell's Form 4 filing for AlTi Global, Inc. (ALTI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Apr 2024, 19:54.
Brooke Connell - 11 Mar 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)
- Reporting relationship
- Pres, US Wealth Mmgt
- Issuer ticker
- ALTI
- Reported as of
- 11 Mar 2024
- Net transaction value
- -$76,050
- SEC form
- 4
- Accepted by SEC
- 04 Apr 2024, 19:54:50 UTC
- Prior SEC filing
- 21 Feb 2024
- Next SEC filing
- 05 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/Colleen Graham, attorney in fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brooke Connell filed Form 4 for AlTi Global, Inc. (ALTI) on 04 Apr 2024.
Change
- Previous filing in this sequence was filed on 21 Feb 2024.
- Current net transaction value: -$76,050.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALTI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +50,000
- Change %
- +32%
- Price
- $0.000000
- Shares after
- 205,772
- Date
- 11 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
ALTI
transaction
Class A Common Stock
Sale
- Transaction value
- $76,050
- Shares
- -15,000
- Change %
- -7.3%
- Price
- $5.07
- Shares after
- 190,772
- Date
- 02 Apr 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALTI
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- -50,000
- Change %
- -6.1%
- Price
- $0.000000
- Shares after
- 765,879
- Date
- 11 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 50,000
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.