Hendricks Factual Media LLC - Apr 4, 2024 Form 4/A Insider Report for CuriosityStream Inc. (CURI)

Role
10%+ Owner
Signature
/s/ P. Brady Hayden as attorney-in-fact for Hendricks Factual Media LLC
Stock symbol
CURI
Transactions as of
Apr 4, 2024
Transactions value $
-$28,974
Form type
4/A
Date filed
4/17/2024, 05:31 PM
Date Of Original Report
Apr 5, 2024
Previous filing
Apr 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURI Common Stock Sale -$29K -28.7K -0.14% $1.01 20.9M Apr 4, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into for tax planning purposes, adopted by the reporting person on December 16, 2022, and which terminated on April 5, 2024.
F2 This Form 4 amends the original Form 4 filed by the Reporting Person on April 5, 2024, which inadvertently understated the number of shares disposed of on April 4, 2024. This amendment restates the number of shares disposed of on April 4, 2024 and the resulting amount of securities beneficially owned by the Reporting Person after the transaction that occurred on April 5, 2024.