Hendricks Factual Media LLC - Apr 3, 2024 Form 4 Insider Report for CuriosityStream Inc. (CURI)

Role
10%+ Owner
Signature
/s/ P. Brady Hayden as attorney-in-fact for Hendricks Factual Media LLC
Stock symbol
CURI
Transactions as of
Apr 3, 2024
Transactions value $
-$66,320
Form type
4
Date filed
4/5/2024, 04:35 PM
Previous filing
Apr 3, 2024
Next filing
Apr 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURI Common Stock Sale -$31.1K -30.8K -0.15% $1.01 20.9M Apr 3, 2024 Direct F1
transaction CURI Common Stock Sale -$22.3K -22.1K -0.11% $1.01 20.9M Apr 4, 2024 Direct F1
transaction CURI Common Stock Sale -$12.9K -12.7K -0.06% $1.01 20.9M Apr 5, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into for tax planning purposes, adopted by the reporting person on December 16, 2022, and which terminates on April 5, 2024.