| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOC | Common Stock | Options Exercise | $0 | +1,041 | +114% | $0.000000 | 1,953 | 14 Feb 2024 | Direct | |
| transaction | NOC | Common Stock | Tax liability | $157,569 | -353 | -18% | $446.37 | 1,600 | 14 Feb 2024 | Direct | |
| holding | NOC | Common Stock | 101 | 14 Feb 2024 | Held in Northrop Grumman Savings Plan | F1 | |||||
| holding | NOC | Common Stock | 3 | 14 Feb 2024 | By Spouse | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOC | Restricted Stock Rights | Award | $0 | +2,356 | +79% | $0.000000 | 5,328 | 14 Feb 2024 | Common Stock | 2,356 | Direct | F3 | |
| transaction | NOC | Restricted Performance Stock Rights | Award | $0 | +5,436 | +94% | $0.000000 | 11,190 | 14 Feb 2024 | Common Stock | 5,436 | Direct | F4, F5 | |
| transaction | NOC | Restricted Performance Stock Rights | Options Exercise | $0 | -1,041 | -9.3% | $0.000000 | 10,149 | 14 Feb 2024 | Common Stock | 1,041 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of 2/14/24. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred. |
| F2 | Held by reporting person's spouse in the Plan, as of 2/14/24. |
| F3 | Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27. |
| F4 | Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). |
| F5 | The RPSRs acquired include (i) 302.58 vested RPSRs with respect to the measurement period ended 12/31/23 acquired due to settlement of the RPSRs granted under the LTISP on 2/16/21 that resulted in settlement at 141% of the target award; and (ii) 5,133 unvested RPSRs granted under the LTISP on 2/14/24 with a measurement period ending on 12/31/26. A total of 1,040.58 shares were issued in settlement of the 2021 RPSRs with a measurement period that ended 12/31/23, and the target award amount of 738 RPSRs was previously reported on Form 3. |