Key facts
- This page summarizes Ichiro Aoki's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 05 Dec 2023, 20:28.
Ichiro Aoki - 01 Dec 2023 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- President, Director
- Issuer ticker
- INDI
- Reported as of
- 01 Dec 2023
- Net transaction value
- -$22,695
- SEC form
- 4
- Accepted by SEC
- 05 Dec 2023, 20:28:14 UTC
- Prior SEC filing
- 05 Sep 2023
- Next SEC filing
- 05 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ichiro Aoki filed Form 4 for indie Semiconductor, Inc. (INDI) on 05 Dec 2023.
Change
- Previous filing in this sequence was filed on 05 Sep 2023.
- Current net transaction value: -$22,695.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,774
- Change %
- +61%
- Price
- $0.000000
- Shares after
- 23,236
- Date
- 01 Dec 2023
- Ownership
- Direct
INDI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $22,695
- Shares
- -3,092
- Change %
- -13%
- Price
- $7.34
- Shares after
- 20,144
- Date
- 04 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
INDI
holding
Class V Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,489,362
- Date
- 01 Dec 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INDI
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +8,774
- Change %
- Price
- $0.000000
- Shares after
- 8,774
- Date
- 01 Dec 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,774
- Exercise price
- Footnotes
- F2, F3
INDI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,774
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Dec 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,774
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Footnote F3
Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.