Key facts
- This page summarizes Ichiro Aoki's Form 4 filing for indie Semiconductor, Inc. (INDI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Sep 2023, 20:22.
Ichiro Aoki - 31 Aug 2023 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)
- Reporting relationship
- President, Director
- Issuer ticker
- INDI
- Reported as of
- 31 Aug 2023
- Net transaction value
- -$29,383
- SEC form
- 4
- Accepted by SEC
- 05 Sep 2023, 20:22:22 UTC
- Prior SEC filing
- 19 May 2023
- Next SEC filing
- 05 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ichiro Aoki filed Form 4 for indie Semiconductor, Inc. (INDI) on 05 Sep 2023.
Change
- Previous filing in this sequence was filed on 19 May 2023.
- Current net transaction value: -$29,383.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +12,500
- Change %
- +197%
- Price
- $0.000000
- Shares after
- 18,841
- Date
- 31 Aug 2023
- Ownership
- Direct
INDI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $29,383
- Shares
- -4,379
- Change %
- -23%
- Price
- $6.71
- Shares after
- 14,462
- Date
- 01 Sep 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INDI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -12,500
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 37,500
- Date
- 31 Aug 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 12,500
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Footnote F3
The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.