Key facts
- This page summarizes Christopher D. Olive's Form 4 filing for Phunware, Inc. (PHUN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Nov 2023, 19:08.
Christopher D. Olive - 01 Jun 2023 Form 4 Insider Report for Phunware, Inc. (PHUN)
- Reporting relationship
- Chief Legal Officer
- Issuer ticker
- PHUN
- Reported as of
- 01 Jun 2023
- Net transaction value
- -$92.87
- SEC form
- 4
- Accepted by SEC
- 14 Nov 2023, 19:08:55 UTC
- Prior SEC filing
- 11 May 2023
- Next SEC filing
- 10 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ J. Brendhan Botkin, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher D. Olive filed Form 4 for Phunware, Inc. (PHUN) on 14 Nov 2023.
Change
- Previous filing in this sequence was filed on 11 May 2023.
- Current net transaction value: -$92.87.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PHUN
transaction
Common Stock
Award
- Transaction value
- $2,013
- Shares
- +4,000
- Change %
- +0.51%
- Price
- $0.5032
- Shares after
- 794,626
- Date
- 01 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
PHUN
transaction
Common Stock
Tax liability
- Transaction value
- $2,106
- Shares
- -12,379
- Change %
- -1.6%
- Price
- $0.1701
- Shares after
- 782,247
- Date
- 09 Nov 2023
- Ownership
- Direct
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP").
Footnote F2
In accordance with the ESPP the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.
Footnote F3
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
Footnote F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1695 to $0.1701. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.