Key facts
- This page summarizes Michael D. Dougherty's Form 4 filing for Polaris Inc. (PII).
- 10 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 31 Jul 2023, 21:37.
Michael D. Dougherty - 27 Jul 2023 Form 4 Insider Report for Polaris Inc. (PII)
- Reporting relationship
- President - On Road and Int'l
- Issuer ticker
- PII
- Reported as of
- 27 Jul 2023
- Net transaction value
- -$757,306
- SEC form
- 4
- Accepted by SEC
- 31 Jul 2023, 21:37:30 UTC
- Prior SEC filing
- 03 Feb 2023
- Next SEC filing
- 11 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sarah Maveus, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael D. Dougherty filed Form 4 for Polaris Inc. (PII) on 31 Jul 2023.
Change
- Previous filing in this sequence was filed on 03 Feb 2023.
- Current net transaction value: -$757,306.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PII
transaction
Common Stock
Options Exercise
- Transaction value
- $1,110,028
- Shares
- +13,124
- Change %
- +59%
- Price
- $84.58
- Shares after
- 35,515
- Date
- 27 Jul 2023
- Ownership
- Direct
PII
transaction
Common Stock
Options Exercise
- Transaction value
- $1,005,360
- Shares
- +8,000
- Change %
- +23%
- Price
- $125.67
- Shares after
- 43,515
- Date
- 27 Jul 2023
- Ownership
- Direct
PII
transaction
Common Stock
Sale
- Transaction value
- $116,236
- Shares
- -844
- Change %
- -1.9%
- Price
- $137.72
- Shares after
- 42,671
- Date
- 27 Jul 2023
- Ownership
- Direct
- Footnotes
- F1
PII
transaction
Common Stock
Sale
- Transaction value
- $157,892
- Shares
- -1,153
- Change %
- -2.7%
- Price
- $136.94
- Shares after
- 41,518
- Date
- 27 Jul 2023
- Ownership
- Direct
- Footnotes
- F2
PII
transaction
Common Stock
Sale
- Transaction value
- $1,001,867
- Shares
- -7,337
- Change %
- -18%
- Price
- $136.55
- Shares after
- 34,181
- Date
- 27 Jul 2023
- Ownership
- Direct
- Footnotes
- F3
PII
transaction
Common Stock
Sale
- Transaction value
- $940,313
- Shares
- -6,910
- Change %
- -20%
- Price
- $136.08
- Shares after
- 27,271
- Date
- 27 Jul 2023
- Ownership
- Direct
- Footnotes
- F4
PII
transaction
Common Stock
Sale
- Transaction value
- $290,293
- Shares
- -2,150
- Change %
- -7.9%
- Price
- $135.02
- Shares after
- 25,121
- Date
- 27 Jul 2023
- Ownership
- Direct
- Footnotes
- F5
PII
transaction
Common Stock
Sale
- Transaction value
- $366,093
- Shares
- -2,730
- Change %
- -11%
- Price
- $134.10
- Shares after
- 22,391
- Date
- 27 Jul 2023
- Ownership
- Direct
- Footnotes
- F6
PII
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 28,299
- Date
- 27 Jul 2023
- Ownership
- By spouse's trust
- Footnotes
- F7, F8
PII
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,840
- Date
- 27 Jul 2023
- Ownership
- by son
- Footnotes
- F9
PII
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,868
- Date
- 27 Jul 2023
- Ownership
- by daughter
- Footnotes
- F10
PII
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,733
- Date
- 27 Jul 2023
- Ownership
- ESOP
- Footnotes
- F11
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PII
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -13,124
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 27 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,124
- Exercise price
- $84.58
- Footnotes
- F12
PII
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -8,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 27 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,000
- Exercise price
- $125.67
- Footnotes
- F13
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 13 footnotes
Footnote F1
Reflects the weighted average price of 844 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $137.32 to $138.26 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F2
Reflects the weighted average price of 1,153 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $136.79 to $137.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
Reflects the weighted average price of 7,337 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $136.40 to $136.78 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F4
Reflects the weighted average price of 6,910 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $135.50 to $136.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F5
Reflects the weighted average price of 2,150 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $134.36 to $135.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F6
Reflects the weighted average price of 2,730 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $133.92 to $134.32 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F7
Reflects an additional 500 shares that were inadvertently reported on a Form 4 filed on November 8, 2022 as a gift from the reporting person's directly held shares (the gift actually came from the reporting person's indirect holdings by spouse's trust).
Footnote F8
Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
Footnote F9
Shares held by son in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reportingperson and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are thebeneficiaries.
Footnote F10
Shares held by daughter in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reporting person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
Footnote F11
Estimate of the number of shares held in the reporting person's ESOP fund as of July 27, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
Footnote F12
The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022.
Footnote F13
The option vests in two equal installments on January 29, 2016 and January 29, 2018.