Key facts
- This page summarizes Michael D. Dougherty's Form 4 filing for Polaris Inc. (PII).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Feb 2023, 20:42.
Michael D. Dougherty - 01 Feb 2023 Form 4 Insider Report for Polaris Inc. (PII)
- Reporting relationship
- President-Motorcycles & Int'l
- Issuer ticker
- PII
- Reported as of
- 01 Feb 2023
- Net transaction value
- -$219,306
- SEC form
- 4
- Accepted by SEC
- 03 Feb 2023, 20:42:54 UTC
- Prior SEC filing
- 31 Jan 2023
- Next SEC filing
- 31 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sarah Maveus, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael D. Dougherty filed Form 4 for Polaris Inc. (PII) on 03 Feb 2023.
Change
- Previous filing in this sequence was filed on 31 Jan 2023.
- Current net transaction value: -$219,306.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PII
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +2,972
- Change %
- +17%
- Price
- $0.000000
- Shares after
- 20,474
- Date
- 01 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
PII
transaction
Common Stock
Award
- Transaction value
- Shares
- +3,779
- Change %
- +18%
- Price
- Shares after
- 24,253
- Date
- 01 Feb 2023
- Ownership
- Direct
- Footnotes
- F2, F3
PII
transaction
Common Stock
Tax liability
- Transaction value
- $219,306
- Shares
- -1,862
- Change %
- -7.7%
- Price
- $117.78
- Shares after
- 22,391
- Date
- 01 Feb 2023
- Ownership
- Direct
- Footnotes
- F4
PII
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 28,299
- Date
- 01 Feb 2023
- Ownership
- By spouse's trust
- Footnotes
- F1, F5
PII
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,840
- Date
- 01 Feb 2023
- Ownership
- By son
- Footnotes
- F6
PII
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,868
- Date
- 01 Feb 2023
- Ownership
- By daughter
- Footnotes
- F7
PII
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,733
- Date
- 01 Feb 2023
- Ownership
- By ESOP
- Footnotes
- F8
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PII
transaction
Derivative
Employee Stock Options (right to buy)
Award
- Transaction value
- $0
- Shares
- +16,070
- Change %
- Price
- $0.000000
- Shares after
- 16,070
- Date
- 01 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 16,070
- Exercise price
- $117.78
- Footnotes
- F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Reflects an additional 500 shares that were inadvertently reported on a Form 4 filed on November 8, 2022 as a gift from the reporting person's directly held shares (the gift actually came from the reporting person's indirect holdings by spouse's trust).
Footnote F2
Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.
Footnote F3
Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.
Footnote F4
Shares withheld equal to the amount needed to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock unit award.
Footnote F5
Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
Footnote F6
Shares held by son in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reporting person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
Footnote F7
Shares held by daughter in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reporting person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
Footnote F8
Estimate of the number of shares held in the reporting person's ESOP fund as of January 31, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
Footnote F9
The option vests in three equal installments on February 1, 2024, February 1, 2025, and February 1, 2026.